Jun 11, 2018
Job Title: Compliance Officer
Company Name: Crédit Agricole CIB
Location: Dubai, United Arab Emirates (UAE)
Key Duties and Responsibilities: The Compliance Officer will participate actively in the day to day functioning of Compliance, and assist the Head of Compliance in the following manner:
Review client KYC during onboarding and/or periodic review
Controls of client KYC before each credit committee and whenever there is a potential financial security risk;
Review alerts related to Sanctions filtering and Transaction filtering
Perform Compliance Standard Controls on a set frequency
Prepare Management Information to local Senior Management and Head Office
Draft compliance opinions for client onboarding, periodic review and credit reviews
Perform gap analysis on any new policies released by Head Office from a local regulatory standpoint
Update, when necessary, local Compliance policies and procedures together with the necessary follow-up tools;
Other tasks as assigned by the Head of Compliance from time to time e.g. IT security or Legal;
Close Internal Audit & Regulatory recommendations (if any)
Assist Compliance Officers in preparation and delivery of Compliance Trainings
Maintain records of trainings (classroom & e-learning)
Maintain Personal Account Dealing records of staff based in the UAE
Maintain records of client complaints and escalate to the Head of Compliance
Liaise with the other stakeholders (from all 3 lines of defense) to discuss matters that concern Compliance
Liaise with Head Office Compliance staff for Compliance opinions and escalation
Qualifications, Skills and Experience:
The applicant must hold a University, Business or Engineering School.
Postgraduate degree - MA/MSc / PhD / Doctorate or equivalent
Specialization: Compliance, Regulatory, Risk or Legal
0 - 2 years of experience
Prior experience/training in Compliance, Risk or Legal within a financial institution/ law firm, consultancy firm or audit firm, preferably within the field of Compliance/ Regulatory would be an advantage
Review client KYC during onboarding and/or periodic review,
Controls of client KYC before each credit committee and whenever there is a potential financial security risk;
Analytical Skills;
Knowledge / understanding of regulations and compliance roles
Communication skills, presentation skills
MS Word, MS Excel and MS PowerPoint
Languages: English and French proficiency is mandatory and a knowledge of Arabic would be desirable
Crédit Agricole
Dubai - United Arab Emirates
Full time