Jun 11, 2018

Fresher Compliance Officer Job Careers - Crédit Agricole CIB

  • Crédit Agricole
  • Dubai - United Arab Emirates
Full time Accounting and Auditing Jobs Banking and Financial Services Jobs

Job Description

Job Title:  Compliance Officer

Company Name: Crédit Agricole CIB

Location: Dubai, United Arab Emirates (UAE)


Key Duties and Responsibilities:  The Compliance Officer will participate actively in the day to day functioning of Compliance, and assist the Head of Compliance in the following manner:

  • Review client KYC during onboarding and/or periodic review
  • Controls of client KYC before each credit committee and whenever there is a potential financial security risk;
  • Review alerts related to Sanctions filtering and Transaction filtering
  • Perform Compliance Standard Controls on a set frequency
  • Prepare Management Information to local Senior Management and Head Office
  • Draft compliance opinions for client onboarding, periodic review and credit reviews
  • Perform gap analysis on any new policies released by Head Office from a local regulatory standpoint
  • Update, when necessary, local Compliance policies and procedures together with the necessary follow-up tools;
  • Other tasks as assigned by the Head of Compliance from time to time e.g. IT security or Legal;
  • Close Internal Audit & Regulatory recommendations (if any)
  • Assist Compliance Officers in preparation and delivery of Compliance Trainings
  • Maintain records of trainings (classroom & e-learning)
  • Maintain Personal Account Dealing records of staff based in the UAE
  • Maintain records of client complaints and escalate to the Head of Compliance
  • Liaise with the other stakeholders (from all 3 lines of defense) to discuss matters that concern Compliance
  • Liaise with Head Office Compliance staff for Compliance opinions and escalation


Qualifications, Skills and Experience: 

  • The applicant must hold a University, Business or Engineering School.
  • Postgraduate degree - MA/MSc / PhD / Doctorate or equivalent
  • Specialization: Compliance, Regulatory, Risk or Legal
  • 0 - 2 years of experience
  • Prior experience/training in Compliance, Risk or Legal within a financial institution/ law firm, consultancy firm or audit firm, preferably within the field of Compliance/ Regulatory would be an advantage
  • Review client KYC during onboarding and/or periodic review,
  • Controls of client KYC before each credit committee and whenever there is a potential financial security risk;
  • Analytical Skills;
  • Knowledge / understanding of regulations and compliance roles
  • Communication skills, presentation skills
  • MS Word, MS Excel and MS PowerPoint
  • Languages: English and French proficiency is mandatory and a knowledge of Arabic would be desirable

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